1.Perform the duties on assessment, monitoring of compliance, anti-money laundering, operational risk management, fraud prevention and control and internal control. 2.Responsible for updating and maintaining the internal control system; 3.Responsible for organizing internal inspections on a quarterly basis and conducting follow-up to rectify issues identified during both internal and external inspections. 4.Responsible for coordinating and conducting the assessment of employee misconduct accountability. 5.Deal with consumer's rights and interests protection works; 6.Perform compliance management duties, including regulator communication, raising regulation and policy tips, compliance training, compliance consultation, new product filing/approval, and important matters reporting; 7.Conduct the anti-money laundering management; 8.Coordinate the case prevention and ensure that the branch’s operation is in line with the requirements of the Head Office and local regulators. 9.Liaise with the legal advisory team on legal advice, legal review and litigation matters. 10.Other works arranged by the branch management.
1.Bachelor’s degree or above, preferably major in law, statistics, economics, finance, accounting. A-level Certificate of the Legal Profession Qualifications or FRM is preferred; 2.More than 3 years of relevant work experience in banking, familiar with the implementation requirements of compliance management, working experience at managerial level is desirable. 3.Good command of MS Office applications. Solid writing skill is required. 4.Good English listening, speaking, reading and writing skills, CET-6 or TEM-4 or above is required. 5.Good communication and logical thinking skills. 6.Strong sense of responsibility, stress resistance and teamwork ability.